Ethics and integrity form the DNA of Avendus. We aspire to deliver high-quality, customized solutions to our clients, thereby ensuring strict adherence to guidelines and policies that apply to each of our businesses. In this section, you will find important policies, regulatory information and contact details to raise grievances, if any.
Avendus Finance Private Limited
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CORPORATE SOCIAL
RESPONSIBILITY
CSR Annual Action Plan – FY 24
CSR Policy
Composition of CSR Committee
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Disclosures
Annual Report for FY 2022-23
Offer Letter - Re-purchase September 28, 2023
Annual Return for FY 2022-23
Annual Secretarial Compliance Report FY 2022-23
Offer Letter - Re-purchase - CSB Bank
Offer Letter - Re-purchase - Indian Bank
Annual Return for FY 2021-22
Secretarial Compliance Report for FY 21-22
Annual Report for Financial Year 2021-22
Composition of Board of Directors
Composition of Committees
Annual Return 2020-21
Annual Report FY 2020-21
Disclosures
Terms and Conditions of appointment of Independent Director
Financial Results as on March 31, 2020
Annual Return 2019-20
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NBFC
Liquidity Disclosure - September 2023
Liquidity Disclosure - June 2023
CKYC Awareness
Liquidity Disclosure - March 2023
Liquidity Disclosure - December 2022
Liquidity Disclosure - September 2022
Information Security Measures
Liquidity Disclosure - June 2022
Liquidity Disclosure - March 2022
Code of Conduct for Board Members and Senior Management Personnel
Summary of Familiarisation Programme
Customer Awareness
Salient Features of Ombudsman Scheme Marathi
Salient Features of Ombudsman Scheme Hindi
Liquidity Disclosure - December 2021
Salient features of Ombudsman Scheme English
Liquidity Disclosure - September 2021
Policy for Appointment of Statutory Auditors
AFPL Code of Practices and Procedures for Fair Disclosure of UPSI
Corporate Governance
Fair Practices Code
Interest Rate Policy
Grievance Redressal Mechanism
Integrated Ombudsman Scheme
RPT Policy
Whistle Blower Policy
Code of Conduct
Annual Report 2019-20
Unaudited Financial Results for Apr - Sept 2019
Disclosure on Liquidity Risk (June 2021)
Disclosure on Liquidity Risk (March 2021)
Disclosure on Liquidity Risk (December 2020)
Disclosure on Liquidity Risk (September 2020)
Disclosure on Liquidity Risk (June 2020)
Disclosure on Liquidity Risk (December 2019)
Policy on regulatory measures due to impact of COVID 19
Nomination and Remuneration Policy
Key Highlights ECLGS
Resolution Framework 2.0 - Individuals and Small Businesses
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GENERAL
MEETING
Notice of 27th AGM of AFPL to be held on August 31, 2023
Notice of AFPL 1st EOGM to be held in Thursday, June 22, 2023
AGM Notice for FY 2021-22
Notice of 2nd Extra Ordinary General Meeting to be held on Monday, November 22, 2021
AGM Notice for FY 2020-21
EOGM Notice - May 12, 2021
EGM Notice
AGM Notice for FY 2019-20
AGM Notice for FY 2018-19
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Intimation to
BSE
Outcome of AFPL Board Meeting held on November 09, 2023
Intimation to SE - Statement on Deviations 52(7) and Reg 52(7A) - Sept 30, 2023
Intimation to SE - Security Cover Certificate - Sept 30, 2023
Intimation to BSE - Publication of Unaudited Financial Results Sept 30, 2023
Intimation to BSE - Allotment of Unlisted NCDs October 2023
Statement providing details of ISIN for the half year ended 30.09.2023
Intimation to BSE- Issuance of Unlisted NCDs 10.10.2023
Details of Compliance officer & RTA 6(1) & 7(1) - 30.09.2023
Intimation to BSE - Regulation 57 of SEBI Listing Regulations 04.10.2023
Intimation to BSE - AGM Notice & Annual Report FY23
Intimation to BSE - Publication of Unaudited Financial Results for quarter ended June 30, 2023
Intimation to BSE - Regulation 57 of SEBI Listing Regulations 07.08.2023
Intimation under Reg 50 (1) of SEBI Listing Regulations
Intimation to BSE- Allotment of Unlisted NCDs 18.07.2023
Intimation to BSE- Issuance of Unlisted NCDs 14.07.2023
Intimation to BSE - NCD Record date 24.07.2023
Intimation under Reg 50(1) of SEBI Listing Regulations - NCD Meeting 14.07.2023
Intimation to BSE -Resignation of Nitin Singh
Intimation to BSE - Regulation 57(1) of SEBI Listing Regulations 30.06.2023
Intimation to BSE- Credit Rating 29.06.2023
Intimation to BSE - Closure of Trading Window 30.06.2023
Intimation to BSE -Regulation 57(4) of SEBI Listing Regulations 30.09.2023
Intimation to BSE - Proceedings of EOGM held on June 22, 2023
Intimation to BSE reagrding EOGM to be held on June 22, 2023
Intimation to BSE - NCD Record date INE177R07126
Intimation to BSE - ASCR 31.03.2023
Intimation to SE - Reg 51(2) of SEBI Listing Regulations
Intimation to SE - Security Cover Certificate 31.03.2023
Intimation to SE - Statement on Deviations 52(7) and Reg 52(7A)
Intimation to SE -Chapter XIV of SEBI Operational Circular
Outcome of the Board Meeting held on May 22, 2023
Intimation under Reg 50 (1) of SEBI Listing Regulations 31.03.2023
Intimation to BSE - Repurchase of NCDs
Intimation to BSE -NCD Record Date
Corporate Governance Report for quarter and year ended March 31, 2023
Statement providing details of ISIN for the half year ended March 31 2023
Annual RTA Certificate Regulation 7(3) of SEBI Listing Regulations 31.03.2023
Details of Compliance officer & RTA of AFPL 31.03.2023
Outcome of Board Meeting held on Wednesday, March 29, 2023
Intimation to BSE- Closing of Trading Window 31.03.2023
Intimation under Reg 57(1) - MLD Payment March 20, 2023
Intimation to BSE- Regulation 52(8) of SEBI Listing Regulations - December 31, 2022
Intimation to BSE - Regulation 54(3) of SEBI Listing Regulations 31.12.2022
Intimation to SE - Statement on Deviations 52(7) and Reg 52(7A) - Quarter ended 31.12.2022
Outcome of the Board Meeting held on February 13 2023
Intimation to BSE - Credit Rating Reaffirmed
Intimation under Reg 50(1) of SEBI Listing Regulations - Quarter ended December 31, 2022
Confirmation under 57 (5) of SEBI Listing Regulations - December 31, 2022
Intimation to BSE- Closing of Trading Window - December 31, 2022
Intimation to BSE- Regulation 54 - Asset Cover details
Intimation to BSE- Regulation 57(4) - Quarter ending March 31, 2023
Intimation to BSE - Credit Rating Reaffirmed November 2022
Outcome of the Board Meeting held on November 11, 2022
Disclosure under 52 (7) & 52 (7A) of SEBI Listing Regulations
Intimation under Reg 54 of SEBI Listing Regulations
BSE Intimation - Reg 52(8) of SEBI Listing Regulations
Intimation under Reg 50 (1) of SEBI Listing Regulations
BSE Intimation - Statement providing details of ISIN
Intimation for Closure of Trading Window - September 30, 2022
BSE Intimation under 57(1) - Payment of Interest
Intimation under 57(1) Principal Repayment and Redemption Premium
BSE Intimation - NCD Record date
BSE Intimation - Publication of UFR for quarter ended June 30, 2022
Intimation to SE- Disclosure under 52 (7) & 52 (7A)
Intimation to BSE - Proceedings of AGM held on August 10, 2022
Outcome of the Board Meeting held on August 10, 2022
Intimation under Reg 50 (1) of SEBI Listing Regulations
Corporate Governance Report for the quarter ended June 30, 2022
BSE Intimation under Regulation 50 (2) & 53 of SEBI Listing Regulations
Confirmation under Reg 57(5) of SEBI Listing Regulations - June 30, 2022
Intimation for Closure of Trading Window - June 2022
Intimation under 57(1) Payment of Interest - June 23, 2022
Intimation under 57(4) of LODR - Quarter ending September 30 2022
BSE Intimation - NCD Record date June 2022
Intimation under Regulation 54 of SEBI Listing Regulations - March 31, 2022
Outcome of AFPL Board Meeting held on May 24, 2022
Intimation under Reg 50 (1) of SEBI Listing Regulations
Disclosure under Regulation 52 (7) & 52(7A) of SEBI LODR - March 31, 2022
Intimation to BSE- Declaration w.r.t Non Applicability of LC
Corporate Governance Report for the quarter and year ended March 31, 2022
Intimation to BSE - RTA Compliance Certificate for March 31, 2022
Statement providing details of ISIN - March 31,2022
Confirmation under 57(5) of LODR 31.03.2022
Intimation under Reg 51(2) of SEBI LODR
Intimation under Reg 50 (1) of SEBI LODR - April 5, 2022
Intimation to BSE for closure of trading window - March 31, 2022
Intimation under 57 (4) of LODR - June 2022
Composition of Board of Directors
Intimation to BSE- Publication of UFR
Outcome of the Board Meeting held on February 11 2022
Intimation to SE- Disclosure under Regulattion 52 (7)- 31.12.2021
Intimation under Reg 54 of SEBI LODR- 31.12.2021
Intimation to BSE for allotment of MLD- February 2022
Intimation under Reg 50 (1)(c) of LODR- February 2022
Intimation under 57(1) of SEBI LODR
Intimation under 57 (1) of SEBI LODR
Outcome of NCD Allotment Commitee Meeting held on January 22 2022
Corporate Governance Report for quarter ended December 31, 2021
Intimation under Reg 50 (1) of LODR
Intimation to BSE - Credit Rating
Confirmation under 57(5) of LODR 31.12.2021
Intimation for Closure of Trading Window
Intimation under 57(4) of LODR
NCD Record date intimation
Intimation under Regulation 57(1) of SEBI LODR
ALM statement as on November 30, 2021
Intimation to BSE for allotment of MLD
Intimation to BSE- Outcome of NCD Allotment Committee Meeting
Intimation under Reg 50 (1) of LODR
Intimation to BSE - CP Record Date
Disclosure under Reg 51(2) of SEBI LODR- Proceedings of EGM
Intimation to SE regarding publication of UFR
Intimation to SE- Regulation 52 (7)
ALM Return as on October 31, 2021
Unaudited Financial Results - September 30, 2021
Intimation under Reg 50 (1) of SEBI LODR
Intimation to SE- Notice of EOGM to be held on November 22, 2021
Corporate Governance Report for quarter ended September 30, 2021
Intimation regarding redemption of Commercial Paper during the quarter ending December 31, 2021
CFO Certificate
Intimation to BSE for Change of Statutory Auditor
Statement providing details of ISIN
Asset Liability Management (ALM) Disclosure
Intimation of Closure for Trading Window
Intimation in terms of Regulation 57(1) of the SEBI
Intimation to BSE - After repurchase
Intimation to BSE- Repurchase of NCD
Intimation under Regulation 57 September 20, 2021
NCD Record date intimation August 24, 2021
Intimation under 57 Payment of Interest- August 2, 2021
Intimation under 57 Payment of Interest- July 26, 2021
Intimation under 57 Payment of Interest- June 23, 2021
Intimation to BSE - Record Date of NCD
Redemption of CP - May 31, 2021
Intimation to BSE - Record Date for CP
Submission of AFR - March 31, 2021
Intimation to BSE - Annual Undertaking to BSE March 31, 2021
Intimation to BSE - Material Deviations March 31, 2021
Adoption of Financial Results
Compliance Certificate - March 2020
Debenture Trustee Certificate - March 2020
Disclosure - Statement of ISIN - March 2020
Intimation of Closure for Trading Window - March 2020
Statement of Investor Complaints - March 2020
Statement containing details of Asset cover - March 2020
Compliance Certificate - September 2019
Debenture Trustee Certificate - September 2019
Disclosure Statement of ISIN - September 2019
Intimation of Closure for Trading Window - September 2019
Statement containing details of Asset cover - September 2019
Statement containing details of Credit Rating - September 2019
Statement of Investor Compliants - September 2019
Unaudited Financial Results along with Limited Review Report - September 2019
Intimation of Closure for Trading Window
Intimation to BSE for allotment of NCDs
Compliance Certificate - September 2020
Disclosure-Statement of ISIN - September 2020
Statement containing details of Asset cover - September 2020
Unaudited Financial Results along with Limited Review Report - September 30, 2020
Debenture Trustee Certificate - September 30, 2020
Intimation to BSE for Publication of UFR - Sept 30, 2020
Statement containing Details of Asset Cover - December 31, 2020
Statement of Investor Compliants - December 31, 2020
Intimation to BSE - Issuance of MLD
Intimation to BSE - Allotment of MLD
Outcome of the Board Meeting - March 18, 2021
Intimation for Closure of Trading Window - March 31, 2021
Statement providing details of ISIN
Statement containing details of Asset Cover
Intimation to BSE - Issuance of Series A MLD
Intimation to BSE - Allotment of Series A MLD
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Investor Information
Principal Nodal OfficerRadhika Parmanandka; investor.afpl@avendus.com; Registered Office: 901, Platina, 9th Floor, Plot No. C-59, Bandra Kurla Complex, Bandra (E), Mumbai 400051, India
Telephone No.: 022 66480050; Fax No.: 022 66480040
Complaint lodging portal of the Ombudsman (https://cms.rbi.org.in)Grievance RedressalRadhika Parmanandka; investor.afpl@avendus.com; Registered Office: 901, Platina, 9th Floor, Plot No. C-59, Bandra Kurla Complex, Bandra (E), Mumbai 400051, India Telephone No.: 022 66480050; Fax No.: 022 66480040Debenture TrusteeVistra ITCL (India) Limited
The IL&FS Financial Centre, Plot C-22, G Block,
Bandra Kurla Complex, Bandra (East),
Mumbai - 500051
Tel: +91 22 2659 3333 Fax: +91 22 2653 3297
Contact Person: Mr. Jayesh Khaitan
SEBI Registration Number: IND000000452
Email: itclcomplianceofficer@vistra.com
Website: https://www.vistraitcl.comCatalyst Trusteeship Limited
Windsor, 6th Floor, Office No. 604,
C.S.T.Road, Kalina, Santacruz (East),
Mumbai - 400098
Tel: 22 4922 0555 Fax: 22 4922 0505
Contact Person : Mr. Umesh Salvi
SEBI Registration Number: IND000000034
Email: umesh.salvi@ctltrustee.com
Website: www.catalysttrustee.comRegistrar & Share Transfer Agent :NSDL Database Management Limited; Address: 4th Floor, Trade World A Wing, Kamala Mills Compound, Senapati Bapat Marg, Lower Parel, Mumbai – 400 013; Tel: 022 49142591 Email: nileshb@nsdl.co.in; Contact Person: Mr Nilesh Bhandare;For Valuation ReportsAvendus Finance Private Limited issues Rated, Listed, Secured, Redeemable, Principal Protected Non-Convertible Market Linked Debentures (PPMLDs).
Please review the relevant offer document / memorandum of private placement relating to the specific PPMLDs for details on the PPMLDs including their risk factors. CARE Risk Solutions Private Limited & ICRA Analytics Limited has been appointed as the valuation agency for valuation of these debentures.
As per the Guidelines for Issue and Listing of Structured Products / Market Linked Debentures dated September 28, 2011 issued by SEBI, depending on the valuation agency mentioned in the offer document / memorandum of private placement; latest and historical valuations provided by the valuation agent will be available as below:
CARE Risk Solutions Private Limited :https://www.carerisksolutions.com/file-share
ICRA Analytics Limited :https://icraanalytics.com/home/MldValuation
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Depository
Participant
Contact Us
Complaint Redressal Mechanism for Depository Participant Business
Procedure to Open Demat Account
Client Dos & Don't - NSDL
Client Dos & Don't - CDSL
Advisory - KYC Compliance
Cyber Security Awareness
Investor Charter
Investor Complaints - NSDL
Investor Complaints - CDSL
Attention Investors
KYC is one time exercise while dealing in securities markets - once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
Link to NSDL E-Voting URLs - https://eservices.nsdl.com
Link to CDSL E-Voting URLs - https://evoting.cdslindia.com/Evoting/EvotingLogin
For grievances, you can reach out at afplcdslig@avendus.com;afplnsdlig@avendus.com
If you are not satisfied with the resolution provided, you can lodge your complaint online at https://scores.gov.in
If you are still not satisfied with the resolution provided, you can lodge your complaint online at https://smartodr.in/login -
CIN of
CompaniesAvendus Capital Private Limited
U99999MH1999PTC123358
Avendus PE Investment Advisors Private Limited
U65990MH2009PTC191437
Avendus Wealth Management Private Limited
U67120MH2008PTC179931
Avendus Finance Private Limited
U65921MH1996PTC251407
Avezo Advisors Private Limited
U74120MH2014PTC255373
Avendus Capital Alternate Strategies Private Limited
U67190MH2015PTC268280
Avendus Capital Public Markets Alternate Strategies LLP
AAI-3806
Ocean Dial Asset Management India Private Limited (Formerly known as SIRI Investment Management Private Limited)
U74900MH2015PTC269770
Registered Address : 901, Platina, 9th Floor, Plot No. C-59, Bandra Kurla Complex, Bandra (E), Mumbai 400051 India Tel:+91 22 6648 0050 Fax:+91 22 6648 0040, email id: mumbai@avendus.com
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Contacts for
Investor GrievanceAvendus Finance Private Limited - Depository Participant
Urvi Rathod
afplcdslig@avendus.com, afplnsdlig@avendus.com
Ocean Dial Asset Management India Private Limited (Formerly known as SIRI Investment Management Private Limited)
Latesh Mota
odamig@oceandial.in
Avendus Capital Alternate Strategies Private Limited
acasplig@avendus.com
If you are not satisfied with the resolution provided, you can lodge your complaint online at
Website: https://scores.gov.in/
Google Play: https://play.google.com/store/apps/developer?id=SEBI+SCORES
Apple Store: https://apps.apple.com/in/app/sebiscores/id1493257302
Filing compliant on SCORES – Easy & quick
Register on SCORES portalMandatory details for filing complaints on SCORES
- Name, PAN, Address, Mobile Number, E-mail ID
Benefits:- Effective Communication- Speedy redressal of the grievances -
Registration
NumbersAvendus Capital Private Limited
SEBI Registration no. : Merchant Banking - INM000011021
Avendus Wealth Management Private Limited
SEBI Registration no.: PMS - INP000005257
RIA no: INA000006527 | SEC- USA: CRD No. 156771
Investment Manager to SEBI Registered Category – III Alternative Investment Fund – Avendus Equity Opportunities Fund Reg no: IN/AIF1/17-18/0360
AMFI registered Mutual Fund Distributor with ARN No- 86906Avendus Capital Inc.
Securities offered through Avendus Capital Inc., Member FINRA / SIPC, 445 Park Avenue, 19th Floor, New York, NY 10022 Call +1646 707 0789, Investment Advisory Service offered through Avendus Capital Inc.
Avendus Capital (UK) Private Limited
FCA-UK: 493919 Authorised and regulated by the Financial Conduct Authority (FRN 493919)
Avezo Advisors Private Limited
Manager to SEBI registered Category -I Alternative Investment Fund - Zodius Technology Fund - IN/AIF1/14-15/0126| Manager to SEBI registered Category -I Alternative Investment Fund - Zodius Technology Opportunities Fund - IN/AIF1/15-16/0188
Avendus Capital Public Markets Alternate Strategies LLP
LLP Identification no.- AAI-3806 | Investment Manager to SEBI Registered Category – III Alternative Investment Fund – Avendus Alternate India Fund - IN/AIF3/16-17/0304 | SEBI Registration no. Portfolio Manager - INP000006217
Avendus PE Investment Advisors Private Limited
Manager to SEBI registered Category -II Alternative Investment Fund – Avendus Structured Credit Investment Trust - IN/AIF2/17-18/0341
Avendus Finance Private Limited
Non-banking Financial Company registered with RBI – N-13.02080 | Registered as depository participant with SEBI: Registration number: IN-DP-375-2018
Ocean Dial Asset Management India Private Limited
Manager to SEBI registered Category -III Alternative Investment Fund – Ocean Dial Systematic Equity Fund - IN/AIF3/16-17/0284 | SEBI Registration no. Portfolio Manager - INP000006174
