Regulatory Information

Access all policies and disclosure documents applicable to our businesses

Ethics and integrity form the DNA of Avendus. We aspire to deliver high-quality, customized solutions to our clients, thereby ensuring strict adherence to guidelines and policies that apply to each of our businesses. In this section, you will find important policies, regulatory information and contact details to raise grievances, if any.

  • Avendus Wealth Management
    Private Limited
    Mutual Funds Commission
    Disclosure
    Firm Brochure

    Disclosure Document Request

    The firm’s ADV and information about its advisors can be found at the SEC IA search listed here: https://www.adviserinfo.sec.gov/ A copy of the ADV and Code of Ethics for the RIA is available upon request.

  • Avendus
    Capital Inc.
    US Brochure

    Avendus Capital Inc. is a member of FINRA (www.finra.org) and SIPC (www.sipc.org). For FINRA background check on the firm and the investment professionals, please refer http://brokercheck.finra.org

  • CIN of
    Companies

    Avendus Capital Private Limited

    U99999MH1999PTC123358

    Avendus PE Investment Advisors Private Limited

    U65990MH2009PTC191437

    Avendus Wealth Management Private Limited

    U67120MH2008PTC179931

    Avendus Finance Private Limited

    U65921MH1996PTC251407

    Avezo Advisors Private Limited

    U74120MH2014PTC255373

    Avendus Capital Alternate Strategies Private Limited

    U67190MH2015PTC268280

    Avendus Capital Public Markets Alternate Strategies LLP

    AAI-3806

    Ocean Dial Asset Management India Private Limited (Formerly known as SIRI Investment Management Private Limited)

    U74900MH2015PTC269770
  • Contacts for
    Investor Grievance

    Avendus Wealth Management Private Limited

    awmplig@avendus.com

    Avendus Finance Private Limited

    afplig@avendus.com

    Avendus PE Investment Advisors Private Limited

    apeig@avendus.com

    Ocean Dial Asset Management India Private Limited (Formerly known as SIRI Investment Management Private Limited)

    odamig@avendus.com

    Avendus Capital Public Markets Alternate Strategies LLP

    llpig@avendus.com

    Avezo Advisors Private Limited

    aapaig@avendus.com

    Avendus Capital Alternate Strategies Private Limited

    acasplig@avendus.com
  • Registration
    Numbers

    Avendus Capital Private Limited

    SEBI Registration no. : Merchant Banking - INM000011021

    Avendus Wealth Management Private Limited

    SEBI Registration no.: PMS - INP000005257 | RIA no: INA000006527 | SEC- USA : CRD No. 156771 Avendus Capital, Inc: FINRA-USA: CRD No. – 150160| Investment Manager to SEBI Registered Category – III Alternative Investment Fund – Avendus Equity Opportunities Fund Reg no: IN/AIF1/17-18/0360

    Avendus Capital (UK) Private Limited

    FCA-UK: 493919 Authorised and regulated by the Financial Conduct Authority (FRN 493919)

    Avezo Advisors Private Limited

    SEBI Registration No. Portfolio Manager - INP000004607 | Manager to SEBI registered Category -I Alternative Investment Fund - Zodius Technology Fund - IN/AIF1/14-15/0126| Manager to SEBI registered Category III Alternative Investment Fund- Avendus India Opportunities Fund III - IN/AIF3/12-13/0033

    Avendus Capital Public Markets Alternate Strategies LLP

    LLP Identification no.- AAI-3806 | Investment Manager to SEBI Registered Category – III Alternative Investment Fund – Avendus Alternate India Fund - IN/AIF3/16-17/0304

    Avendus PE Investment Advisors Private Limited

    Manager to SEBI registered Category -II Alternative Investment Fund – Avendus Structured Credit Fund - I - IN/AIF2/17-18/0341

    Avendus Finance Private Limited

    Non-banking Financial Company registered with RBI – N-13.02080

    Ocean Dial Asset Management India Private Limited

    Manager to SEBI registered Category -III Alternative Investment Fund – Ocean Dial Systematic Equity Fund - IN/AIF3/16-17/0284

    Avendus Finance Private Limited

    registered as depository participant with SEBI: Registration number: IN-DP-375-2018

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