Regulatory Information

Access all policies and disclosure documents applicable to our businesses

Ethics and integrity form the DNA of Avendus. We aspire to deliver high-quality, customized solutions to our clients, thereby ensuring strict adherence to guidelines and policies that apply to each of our businesses. In this section, you will find important policies, regulatory information and contact details to raise grievances, if any.

Avendus Capital Private Limited

  • CORPORATE SOCIAL
    RESPONSIBILITY
    CSR Policy
    Composition of CSR Committee
  • MERCHANT BANKING TRACK RECORD FOR PUBLIC ISSUES

    (last three financial years)

    NIL
  • CIN of
    Companies

    Avendus Capital Private Limited

    U99999MH1999PTC123358

    Avendus PE Investment Advisors Private Limited

    U65990MH2009PTC191437

    Avendus Wealth Management Private Limited

    U67120MH2008PTC179931

    Avendus Finance Private Limited

    U65921MH1996PTC251407

    Avezo Advisors Private Limited

    U74120MH2014PTC255373

    Avendus Capital Alternate Strategies Private Limited

    U67190MH2015PTC268280

    Avendus Capital Public Markets Alternate Strategies LLP

    AAI-3806

    Ocean Dial Asset Management India Private Limited (Formerly known as SIRI Investment Management Private Limited)

    U74900MH2015PTC269770

    Registered Address : IL&FS Financial Centre, C & D Quadrant - 6th Floor, Bandra-Kurla Complex, Bandra (East), Mumbai - 400 051 India Tel:+91 22 6648 0050 Fax:+91 22 6648 0040, email id: mumbai@avendus.com

    • Others
      Customer Relationship Summary
      Firm Brochure
      Stewardship Policy
      Valuation Policy
      Stewardship Disclosure - April 01, 2020 to September 30, 2020

      The firm’s ADV and information about its advisors can be found at the SEC IA search listed here: https://www.adviserinfo.sec.gov/ A copy of the ADV and Code of Ethics for the RIA is available upon request.

    • Investment Adviser
      Details
      Details of Investment Adviser
    • CIN of
      Companies

      Avendus Capital Private Limited

      U99999MH1999PTC123358

      Avendus PE Investment Advisors Private Limited

      U65990MH2009PTC191437

      Avendus Wealth Management Private Limited

      U67120MH2008PTC179931

      Avendus Finance Private Limited

      U65921MH1996PTC251407

      Avezo Advisors Private Limited

      U74120MH2014PTC255373

      Avendus Capital Alternate Strategies Private Limited

      U67190MH2015PTC268280

      Avendus Capital Public Markets Alternate Strategies LLP

      AAI-3806

      Ocean Dial Asset Management India Private Limited (Formerly known as SIRI Investment Management Private Limited)

      U74900MH2015PTC269770

      Registered Address : IL&FS Financial Centre, C & D Quadrant - 6th Floor, Bandra-Kurla Complex, Bandra (East), Mumbai - 400 051 India Tel:+91 22 6648 0050 Fax:+91 22 6648 0040, email id: mumbai@avendus.com

    • Contacts for
      Investor Grievance

      Avendus Capital Private Limited

      investorgrievance@avendus.com

      Avendus Wealth Management Private Limited

      awmplig@avendus.com

      Avendus Finance Private Limited - NBFC

      afplig@avendus.com

      Avendus Finance Private Limited - Depository Participant

      afplcdslig@avendus.com, afplnsdlig@avendus.com

      Avendus PE Investment Advisors Private Limited

      apeig@avendus.com

      Ocean Dial Asset Management India Private Limited (Formerly known as SIRI Investment Management Private Limited)

      odamig@oceandial.in

      Avendus Capital Public Markets Alternate Strategies LLP

      llpig@avendus.com

      Avezo Advisors Private Limited

      Investor.relations@avezo.com

      Avendus Capital Alternate Strategies Private Limited

      acasplig@avendus.com

      If you are not satisfied with the resolution provided, you can lodge your complaint online at http://scores.gov.in

      Filing compliant on SCORES – Easy & quick

      Register on SCORES portal

      Mandatory details for filing complaints on SCORES
      - Name, PAN, Address, Mobile Number, E-mail ID

      Benefits:
      - Effective Communication
      - Speedy redressal of the grievances
    • Registration
      Numbers

      Avendus Capital Private Limited

      SEBI Registration no. : Merchant Banking - INM000011021

      Avendus Wealth Management Private Limited

      SEBI Registration no.: PMS - INP000005257 | RIA no: INA000006527 | SEC- USA : CRD No. 156771 Avendus Capital, Inc: FINRA-USA: CRD No. – 150160| Investment Manager to SEBI Registered Category – III Alternative Investment Fund – Avendus Equity Opportunities Fund Reg no: IN/AIF1/17-18/0360 | AMFI certified Distributor with ARN No- 86906

      Avendus Capital (UK) Private Limited

      FCA-UK: 493919 Authorised and regulated by the Financial Conduct Authority (FRN 493919)

      Avezo Advisors Private Limited

      SEBI Registration No. Portfolio Manager - INP000004607 | Manager to SEBI registered Category -I Alternative Investment Fund - Zodius Technology Fund - IN/AIF1/14-15/0126| Manager to SEBI registered Category -I Alternative Investment Fund - Zodius Technology Opportunities Fund - IN/AIF1/15-16/0188

      Avendus Capital Public Markets Alternate Strategies LLP

      LLP Identification no.- AAI-3806 | Investment Manager to SEBI Registered Category – III Alternative Investment Fund – Avendus Alternate India Fund - IN/AIF3/16-17/0304 | SEBI Registration no. Portfolio Manager - INP000006217

      Avendus PE Investment Advisors Private Limited

      Manager to SEBI registered Category -II Alternative Investment Fund – Avendus Structured Credit Fund - I - IN/AIF2/17-18/0341

      Avendus Finance Private Limited

      Non-banking Financial Company registered with RBI – N-13.02080 | Registered as depository participant with SEBI: Registration number: IN-DP-375-2018

      Ocean Dial Asset Management India Private Limited

      Manager to SEBI registered Category -III Alternative Investment Fund – Ocean Dial Systematic Equity Fund - IN/AIF3/16-17/0284 | SEBI Registration no. Portfolio Manager - INP000006174
  • Registration
    Numbers

    Avendus Capital Private Limited

    SEBI Registration no. : Merchant Banking - INM000011021

    Avendus Wealth Management Private Limited

    SEBI Registration no.: PMS - INP000005257 | RIA no: INA000006527 | SEC- USA : CRD No. 156771 Avendus Capital, Inc: FINRA-USA: CRD No. – 150160| Investment Manager to SEBI Registered Category – III Alternative Investment Fund – Avendus Equity Opportunities Fund Reg no: IN/AIF1/17-18/0360 | AMFI certified Distributor with ARN No- 86906

    Avendus Capital (UK) Private Limited

    FCA-UK: 493919 Authorised and regulated by the Financial Conduct Authority (FRN 493919)

    Avezo Advisors Private Limited

    SEBI Registration No. Portfolio Manager - INP000004607 | Manager to SEBI registered Category -I Alternative Investment Fund - Zodius Technology Fund - IN/AIF1/14-15/0126| Manager to SEBI registered Category -I Alternative Investment Fund - Zodius Technology Opportunities Fund - IN/AIF1/15-16/0188

    Avendus Capital Public Markets Alternate Strategies LLP

    LLP Identification no.- AAI-3806 | Investment Manager to SEBI Registered Category – III Alternative Investment Fund – Avendus Alternate India Fund - IN/AIF3/16-17/0304 | SEBI Registration no. Portfolio Manager - INP000006217

    Avendus PE Investment Advisors Private Limited

    Manager to SEBI registered Category -II Alternative Investment Fund – Avendus Structured Credit Fund - I - IN/AIF2/17-18/0341

    Avendus Finance Private Limited

    Non-banking Financial Company registered with RBI – N-13.02080 | Registered as depository participant with SEBI: Registration number: IN-DP-375-2018

    Ocean Dial Asset Management India Private Limited

    Manager to SEBI registered Category -III Alternative Investment Fund – Ocean Dial Systematic Equity Fund - IN/AIF3/16-17/0284 | SEBI Registration no. Portfolio Manager - INP000006174

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